Tags: SEC
SEC implements JOBS Act
The US Securities and Exchange Commission, hoping for increased investor mobility, voted for the implementation of the JOBS Act.
LGI Homes Inc submitted draft registration statement for possible IPO
LGI Homes announced that they have submitted a draft registration statement at the SEC for possible IPO
Whittier and Fund Manager Agree To Pay Settlement for Civil Regulatory Case
Whittier Trust Co. and fund manager Victor Dosti agreed to pay around US$1.68 million to settle the civil regulatory case filed against them.
SEC Commissioner Gallagher Comments on Proxy Advisors Roles in Corporate Governance
SEC Commissioner Gallagher says one cannot outsource their fiduciary duties. According to a high ranking US securities regulator, lawmakers should review the role that advisory firms play during corporate regulations and determine if regulatory measures are necessary to allow them greater roles during the process.




